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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
FL RA APPROVED 2017-08-30
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • FL RA
    APPROVED
    Since 2017-08-30

Branch Locations

1 E Jefferson St Fl 3, Brooksville, FL 34601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/2017 12/2017
Suntrust Bank Tampa FL 08/2015 06/2017
Suntrust Advisory Services, Inc. Atlanta GA 07/2017 Present
Suntrust Investment Services, Inc. Atlanta GA 12/2017 Present
  • 06/2017 → 12/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2015 → 06/2017
    Suntrust Bank
    Tampa, FL
  • 07/2017 → Present
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 12/2017 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-14
S63 Uniform Securities Agent State Law Examination 2015-06-18
  • S65 Uniform Investment Adviser Law Examination
    2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2015-06-18
Other Names
  • Chad M Rowland

View on SEC IAPD

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