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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-24 |
Branch Locations
1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Nanuet | NY | 12/2015 | 03/2018 |
| Foresters Financial Services | Nanuet | NY | 03/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Pearl River | NY | 10/2022 | Present |
1. THE FENNELL GROUP; DBA FOR CETERA BUSINESS 2. FENNELL FINANCIAL SOLUTIONS, DBA FOR CETERA BUSINESS 3. NOTARY 4. MIKES COMPUTER REPAIR, ARIA LLC, COMPUTER AND AI SERVICES, 100% OWNER, 10-15/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-30 |
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