Michael Vincent Derosa

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2018
  Foresters Financial Services
  Nanuet, NY
• 03/2018 → 06/2019
  Foresters Financial Services
  Nanuet, NY
• 06/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2022 → Present
  Cetera Investment Advisers Llc
  Pearl River, NY

Other Businesses

1. THE FENNELL GROUP; DBA FOR CETERA BUSINESS 2. FENNELL FINANCIAL SOLUTIONS, DBA FOR CETERA BUSINESS 3. NOTARY 4. MIKES COMPUTER REPAIR, ARIA LLC, COMPUTER AND AI SERVICES, 100% OWNER, 10-15/HRS/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-21
• S63 Uniform Securities Agent State Law Examination
  2015-04-30

Other Names

• Michael Vincent Derosa
• Michael Derosa