Rachel Kaylene Finnerty

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → Present
  Wells Fargo Clearing Services
  St Louis, MO
• 03/2015 → 03/2020
  Wells Fargo Advisors
  Saint Louis, MO

Other Businesses

FINNERTY INSURANCE GROUP, LLC, INV RELATED, O'FALLON, IL, AUTHORIZED SIGNER, START: 10/14/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, 100% OWNED BY SPOUSE.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-16

Other Names

• Rachel Kaylene Smith