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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Los Angeles | CA | 03/2015 | 06/2017 |
| Unemployed | Los Angeles | CA | 07/2017 | 11/2017 |
| Jp Morgan Chase Bank | La Mirada | CA | 12/2017 | 04/2018 |
| Jp Morgan Securities Llc | La Mirada | CA | 12/2017 | 04/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2018 | 07/2019 |
| Cetera Investment Advisers Llc | Rowland Heights | CA | 05/2018 | 07/2019 |
| Bank Of Hope | Rowland Heights | CA | 05/2018 | 07/2019 |
| Prudential Insurance Company Of America | Los Angeles | CA | 11/2019 | Present |
| Pruco Securities, Llc. | Los Angeles | CA | 11/2019 | 11/2024 |
| Unemployed | Los Angeles | CA | 08/2019 | 10/2019 |
| Lpl Enterprise, Llc | Los Angeles | CA | 11/2024 | Present |
1) 01/24/2025 - Solidon Real Estate - Mortgage/Real Estate Services - originating and negotiating mortgage loan - INV Related - At Torrance, CA - Start Date 02/03/2025 - 8hrs/mth - 0hrs During Trading 2) 08/08/2025-Easy Funding Inc-Loan Officer-Mortgage/Real Estate Services-Inv related-At Los Angeles, CA-Start date 02/03/2025-8hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-17 |
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