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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Sioux Falls | SD | 03/2015 | 07/2021 |
| Mike Graanstra | Sioux Falls | SD | 03/2015 | 03/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Sioux Falls | SD | 01/2016 | 07/2021 |
| Catholic Family Services | Sioux Falls | SD | 01/2018 | 07/2021 |
| Lpl Financial Llc | Sioux Falls | SD | 07/2021 | Present |
1) 07/22/2021 - DBA for LPL Business (entity for LPL business) / Falls Planning Group / Investment Related / Sioux Falls, SD 57108 2) 09/12/2024 - NCP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - 1Hr/Mo During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-11 |
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