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Sonja Marie Yates Seymour

D.A. Davidson & Co.

Seattle, WA

Olympia, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-09-29
  • WA RA
    APPROVED
    Since 2021-09-29

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Olympia, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 10/2012 05/2020
Kms Financial Services, Inc. Seattle WA 05/2020 04/2021
D.A. Davidson & Co. Seattle WA 04/2021 Present
  • 10/2012 → 05/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 05/2020 → 04/2021
    Kms Financial Services, Inc.
    Seattle, WA
  • 04/2021 → Present
    D.A. Davidson & Co.
    Seattle, WA
Previous Registrations
  • 2014-12-02 → 2020-10-30
    Kms Financial Services, Inc.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-02
S63 Uniform Securities Agent State Law Examination 1998-12-07
  • S66 Uniform Combined State Law Examination
    2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07
Other Names
  • Sonja Marie Conrad
  • Sonja Marie Yates
  • Sonja Marie Yates Seymour
  • Sonja Marie Yates

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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