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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-04-05
IL RA APPROVED 2017-05-02
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • IL RA
    APPROVED
    Since 2017-05-02

Branch Locations

5101 Washington St Ste 1116, Gurnee, IL 60031 • United States

Burlington, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc Round Lake Beach IL 01/2015 12/2016
Fifth Third Bank Round Lake Beach IL 06/2012 12/2016
Pnc Bank Zion IL 12/2016 04/2017
Pnc Investments Pittsburgh PA 12/2016 04/2017
Lpl Financial, Llc Grayslake IL 05/2017 Present
  • 01/2015 → 12/2016
    Fifth Third Securities, Inc
    Round Lake Beach, IL
  • 06/2012 → 12/2016
    Fifth Third Bank
    Round Lake Beach, IL
  • 12/2016 → 04/2017
    Pnc Bank
    Zion, IL
  • 12/2016 → 04/2017
    Pnc Investments
    Pittsburgh, PA
  • 05/2017 → Present
    Grayslake, IL
Previous Registrations
Other Businesses

1. 05/01/2017 - FOREFRONT FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/1/2017 - Time Spent 100%. 2. 09/26/2022 - UPS - Not Investment Related - 6800 S 6th St, Oak Creek WI 53154 - Outside/W-2 Employment - UPS Shipping Specialist - Started 07/18/2018 - 40 Hours Per Month/1 Hour During Securities Trading . 3. 11/21/2025 - GCE Capital LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 01/01/2026 - 160 hours per month/ 7 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-20
S63 Uniform Securities Agent State Law Examination 2015-04-28
  • S65 Uniform Investment Adviser Law Examination
    2017-01-20
  • S63 Uniform Securities Agent State Law Examination
    2015-04-28
Other Names
  • Gustavo A Sanchez-Delira

View on SEC IAPD

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