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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-04-05 |
| IL | RA | APPROVED | 2017-05-02 |
Branch Locations
5101 Washington St Ste 1116, Gurnee, IL 60031 • United States
Burlington, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc | Round Lake Beach | IL | 01/2015 | 12/2016 |
| Fifth Third Bank | Round Lake Beach | IL | 06/2012 | 12/2016 |
| Pnc Bank | Zion | IL | 12/2016 | 04/2017 |
| Pnc Investments | Pittsburgh | PA | 12/2016 | 04/2017 |
| Lpl Financial, Llc | Grayslake | IL | 05/2017 | Present |
1. 05/01/2017 - FOREFRONT FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/1/2017 - Time Spent 100%. 2. 09/26/2022 - UPS - Not Investment Related - 6800 S 6th St, Oak Creek WI 53154 - Outside/W-2 Employment - UPS Shipping Specialist - Started 07/18/2018 - 40 Hours Per Month/1 Hour During Securities Trading . 3. 11/21/2025 - GCE Capital LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 01/01/2026 - 160 hours per month/ 7 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-28 |
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