William Carron

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2019
  Oppenheimerfunds Distributor, Inc
  Centennial, CO
• 08/2019 → 08/2020
  Waddell & Reed
  Greenwood Village, CO
• 01/2021 → 08/2021
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 09/2020 → 12/2020
  Unemployed
  Englewood, CO
• 09/2021 → Present
  Gwfs Equities
  Greenwood Village, CO

Previous Registrations

• 2021-02-08 → 2021-09-09
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Lone Tree, CO
• 2019-10-28 → 2020-08-19
  Waddell & Reed
  Greenwood Village, CO
  Las Vegas, NV

Exams

• S66 Uniform Combined State Law Examination
  2019-10-28
• S63 Uniform Securities Agent State Law Examination
  2016-10-10

Other Names

• Will Reid Carron
• William Reid Carron