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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-02
  • CA RA
    APPROVED
    Since 2018-04-02

Branch Locations

100 N Citrus Street Suite 510, West Covina, CA 91791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Wealth Management West Covina CA 03/2015 Present
Calton & Associates West Covina CA 05/2016 Present
  • 03/2015 → Present
    Alexander Wealth Management
    West Covina, CA
  • 05/2016 → Present
    Calton & Associates
    West Covina, CA
Other Businesses

Alexander Wealth Management, LLC; Investment related; 100 N Citrus St, Ste 510, West Covina, CA 9179; Nature: Investments; Position/Title/Relationship: Employee; Start Date: 11/29/2017; Hours/month: 100; Hours/month during securities trading hours: 100; Investments for retirement and estate planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29

View on SEC IAPD

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