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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED_RES | 2021-07-27 |
| MN | RA | APPROVED | 2017-04-20 |
Branch Locations
12725 43Rd St Ne Ste 103, St. Michael, MN 55376-4928 • United States
St Michael, MN • United States
Hawick, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Outside Employment; Swoboda Management LLC; Financial Advisor; Manage advisory business; 9960 41st St NE, , St. Michael, MN, 55376; Investment-Related; 03/02/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-11 |
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