Bobby Joe Swoboda

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-01-10
MN	RA	APPROVED	2013-11-19
TX	RA	APPROVED	2006-10-05

WI RA
APPROVED

Since 2024-01-10
MN RA
APPROVED

Since 2013-11-19
TX RA
APPROVED

Since 2006-10-05

Branch Locations

Saint Michael, MN • United States

12725 43Rd St Ne Ste 103, St. Michael, MN 55376-4928 • United States

621 W Park Ave, Chippewa Falls, WI 54729 • United States

Saint Michael, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	04/2006	03/2020
Ameriprise Financial Services, Llc	St Michael	MN	03/2020	Present

04/2006 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

St Michael, MN

Other Businesses

Business Ownership; Swoboda Management LLC; Owner; Manage Ameriprise Business; 9960 41st St. NE, , Saint Michael, MN, 55376; Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Swoboda Management LLC; Owner; Manage advisory business; 9960 41st Street NE, , Saint Michael, MN, 55376; Investment-Related; 02/19/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-29

S66 Uniform Combined State Law Examination

2005-01-29

Other Names

Bobby Swoboda

View on SEC IAPD