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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Maryland Heights | MO | 03/2015 | 08/2017 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 08/2017 | 05/2020 |
| Alliancebernstein Investments, Inc. | Nashville | TN | 05/2020 | Present |
1) LINEN & LACE STUDIO (ETSY SHOP); ST. CHARLES, MO; non-investment related; Began 08/30/2020; Owner; Online marketplace; 5 hour per month with zero hours during securities trading hours. 2) SHIPT; NOT INV. RELATED; BIRMINGHAM, AL; DELIVERY DRIVER; START DATE 3/2019; 15 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PICKUP GROCERIES FOR CUSTOMERS AND DELIVER TO THEM. 3) Rental Property, non-investment related, 1814 E 13th St Chattanooga TN 37404, Owner, 15-Mar-2024, 10 hrs/mnth, 0 during trading hours, Rental property, short to long term rental 4) Rental Property, non-investment related, 2913a Branch Ct, Nashville TN 37216, owner, 18-Oct-2024, 3 hrs/mnth, 0 during trading hours, Rental property, long term rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-08 |
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