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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

2425 Exposition Blvd, Austin, TX 78703 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Bank Austin TX 03/2014 Present
Frost Brokerage Services Inc Austin TX 03/2015 Present
Frost Investment Services Austin TX 06/2017 06/2017
  • 03/2014 → Present
    Frost Bank
    Austin, TX
  • 03/2015 → Present
    Frost Brokerage Services Inc
    Austin, TX
  • 06/2017 → 06/2017
    Austin, TX
Previous Registrations
Other Businesses

(1) Austin Explore; Non-investment related; 1111 W 24th Street, Ste 201, Austin, TX 78705; Philanthropy; Board Member and Finance Committee member; Started 5/2019; Approx. 2hrs/mo; Approx. 2hrs/mo during securities trading hrs; Attend monthly board meetings, assist in fundraising, and as part of the Finance committee review the operating budget monthly.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-16
  • S63 Uniform Securities Agent State Law Examination
    2015-06-16

View on SEC IAPD

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