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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-01-24 |
| ME | RA | APPROVED | 2017-10-20 |
Branch Locations
360 Us Route 1 Suite 202, Scarborough, ME 04074 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Scarborough | ME | 08/2013 | Present |
| Bankers Life Securities, Inc. | Scarborough | ME | 05/2016 | Present |
| Bankers Life Advisory Services | Scarborough | ME | 10/2017 | Present |
BANKERS LIFE; INVESTMENT RELATED; 360 US ROUTE 1, STE 202, SCARBOROUGH, ME 04074; INSURANCE; INSURANCE AGENT; START DATE 8/2013; 200 HOURS PER MONTH WITH 150 HOURS PER MONTH OCCURRING DURING TRADING HOURS; INSURANCE PRODUCT SALES/SERVICE, INCLUDING BUT NOT LIMITED TO, EQUITY INDEXED ANNUITIES. I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. CENTRAL STATES INDEMNITY POSITION: Insurance Sales NATURE: Medicare Supplement Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2016 ADDRESS: 360 US Route 1, Ste 202, Scarborough ME 04074, United States DESCRIPTION: Licensed to sell Medicare Supplements SECORD HOLDINGS LLC POSITION: Owner/Partner NATURE: Real Estate Holdings INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/27/2023 ADDRESS: 32 Eagles Nest Drive, Scarborough ME 04074, United States DESCRIPTION: This is an LLC that I use to hold mine and my wifes Investment Property Real Estate Holdings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-19 |
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