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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-23
NC RA APPROVED 2011-03-14
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • NC RA
    APPROVED
    Since 2011-03-14

Branch Locations

2020 New Garden Rd Ste C, Greensboro, NC 27410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Greensboro NC 02/2011 Present
Previous Registrations
Other Businesses

FOUR OAKS RESTAURANT CORP. WHICH IS A FULL SERVICE RESTAURANT AND I AM LISTED AS THE SECRETARY OF THE CORPORATION IN WHICH I SPEND 20-25 HOURS PER MONTH AT NON SECURITY TRADING HOURS. I PROVIDE CONSULTING AND ADVICE FOR THE BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-29
  • S66 Uniform Combined State Law Examination
    2005-01-29

View on SEC IAPD

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