Best Investors Account Sign in

Charles Edward Thompson

Wells Fargo Advisors Financial Network, LLC

Greensboro, NC

CRD 4863267

Claim This Profile
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-23
NC RA APPROVED 2011-03-14
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • NC RA
    APPROVED
    Since 2011-03-14

Branch Locations

2020 New Garden Rd Ste C, Greensboro, NC 27410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Greensboro NC 02/2011 Present
Previous Registrations
Other Businesses

FOUR OAKS RESTAURANT CORP. WHICH IS A FULL SERVICE RESTAURANT AND I AM LISTED AS THE SECRETARY OF THE CORPORATION IN WHICH I SPEND 20-25 HOURS PER MONTH AT NON SECURITY TRADING HOURS. I PROVIDE CONSULTING AND ADVICE FOR THE BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-29
  • S66 Uniform Combined State Law Examination
    2005-01-29

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greensboro, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor