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Stephen Nzerem

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Woodland Hills, CA

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Rosamond, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-31
  • CA RA
    APPROVED
    Since 2026-03-31

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

21600 Oxnard St Ste 1800, Woodland Hills, CA 91367 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-23
  • CA RA
    APPROVED
    Since 2018-10-23

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Rosamond, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. Los Angeles CA 03/2015 10/2018
Wells Fargo Clearing Services, Llc Los Angeles CA 10/2018 Present
Wells Fargo Advisors Financial Network Woodland Hills CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-03
  • S66 Uniform Combined State Law Examination
    2017-06-03
Other Names
  • Stephen K Nzerem

View on SEC IAPD

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