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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-08
  • PA RA
    APPROVED
    Since 2021-01-08

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Sewickley PA 12/2019 Present
Bank Of New York Mellon Pittsburgh PA 02/2017 11/2019
Keller Williams Realty Bethel Park PA 06/2014 12/2019
Ubs Financial Services Sewiclkey PA 03/2015 12/2016
University Of Pittsburgh Pittsburgh PA 08/2016 Present
  • 12/2019 → Present
    Ubs Financial Services
    Sewickley, PA
  • 02/2017 → 11/2019
    Bank Of New York Mellon
    Pittsburgh, PA
  • 06/2014 → 12/2019
    Keller Williams Realty
    Bethel Park, PA
  • 03/2015 → 12/2016
    Ubs Financial Services
    Sewiclkey, PA
  • 08/2016 → Present
    University Of Pittsburgh
    Pittsburgh, PA
Other Businesses

Keller Williams Realty. Business is not investment related. 1500 Oxford Drive Bethel Park, PA 15102. Former sales associate at real estate brokerage. Relationship started in June of 2014 through December of 2019 upon my hiring at UBS. 0 hours are committed, and 0 hours are done during trading hours. I am no longer active at the brokerage in any capacity. I am noting this on my U4 solely because my inactive PA state RE license must be maintained at a brokerage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08

View on SEC IAPD

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