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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-08 |
| VT | RA | APPROVED | 2026-06-08 |
| AZ | RA | APPROVED | 2026-06-05 |
| TX | RA | APPROVED_RES | 2026-06-04 |
Branch Locations
3131 E Camelback Road Suite 420, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Phoenix | AZ | 05/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Phoenix | AZ | 05/2026 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2015 | 05/2026 |
| Apple, Inc. | Cupertino | CA | 03/2015 | 10/2017 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 03/2015 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-07 |
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