Garrett Jones

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-01-29
WI	RA	APPROVED	2015-05-20

TX RA
APPROVED

Since 2016-01-29
WI RA
APPROVED

Since 2015-05-20

Branch Locations

10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Madison	WI	03/2015	Present

03/2015 → Present

Rbc Capital Markets, Llc

Madison, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-20

S66 Uniform Combined State Law Examination

2015-05-20

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

LPL ENTERPRISE, LLC

CLF ASSET MANAGEMENT, INC.

EAGLE STRATEGIES LLC

VALMARK ADVISERS, INC.

GREENPOINT ASSET MANAGEMENT V LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED

Gavin Wishart

SEAN STEPHEN WAYNE

TRAVIS RICHARD HEISER

MICHAEL DONALD GANT

Renee Elizabeth Lucas

ORSAN M KHARBUSH

Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI

LPL ENTERPRISE, LLC · MADISON, WI

CLF ASSET MANAGEMENT, INC. · MADISON, WI

EAGLE STRATEGIES LLC · MADISON, WI

VALMARK ADVISERS, INC. · Madison, WI

GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

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