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Aaron Ronald Prokopec

LPl Financial LLC

Columbus, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-22
NE RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2011-02-22
  • NE RA
    APPROVED
    Since 2009-01-02

Branch Locations

2254 26Th Avenue, Columbus, NE 68601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Columbus NE 12/2008 Present
  • 12/2008 → Present
    Lpl Financial
    Columbus, NE
Previous Registrations
  • 2008-04-04 → 2008-12-22
    Bancwest Investment Services, Inc.
    South Sioux City, NE
    Sioux City, IA
    Columbus, NE
    Norfolk, NE
    Fremont, NE
    Norfolk, NE
    Denver, CO
Other Businesses

(1) 12/18/2008- SELLS LIFE, HEALTH, FIXED ANNUITIES, DISABILITY, AND LONG TERM CARE INSURANCE- 25% OF HOURS- COLUMBUS, NE (2) 11/04/2010 - NON-VARIABLE INSURANCE DBA, PROKOPEC WEALTH MANAGEMENT, LLC. (3) 09/18/2012- SCHAECHER PROKOPEC WEALTH MANAGEMENT/ DBA ONLY/ COLUMBUS, NE. (4) 4/20/2106: No Business Name - Investment Related - Colfax County, NE - Real Estate Rental - Start 05/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Owner of some land. Rent out my pasture ground for some cattle to graze. (5) 4/15/2021 - Prokopec Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/4/2010 - 40 Hours Per Month/7 Hours During Securities Trading. (6) 02/21/2024 - Prokopec Tax LLC - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer and owner - Started: 2/15/2024 - 10 Hrs/Mo; 0 Hr During Trading. (7) 04/26/2024 - Fieldprint - Other - Fingerprinting/I9/Photo ID - Owner/ Contractor - Not Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2004-12-02
  • S66 Uniform Combined State Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2004-12-02

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