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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-22 |
| NE | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Columbus | NE | 12/2008 | Present |
(1) 12/18/2008- SELLS LIFE, HEALTH, FIXED ANNUITIES, DISABILITY, AND LONG TERM CARE INSURANCE- 25% OF HOURS- COLUMBUS, NE (2) 11/04/2010 - NON-VARIABLE INSURANCE DBA, PROKOPEC WEALTH MANAGEMENT, LLC. (3) 09/18/2012- SCHAECHER PROKOPEC WEALTH MANAGEMENT/ DBA ONLY/ COLUMBUS, NE. (4) 4/20/2106: No Business Name - Investment Related - Colfax County, NE - Real Estate Rental - Start 05/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Owner of some land. Rent out my pasture ground for some cattle to graze. (5) 4/15/2021 - Prokopec Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/4/2010 - 40 Hours Per Month/7 Hours During Securities Trading. (6) 02/21/2024 - Prokopec Tax LLC - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer and owner - Started: 2/15/2024 - 10 Hrs/Mo; 0 Hr During Trading. (7) 04/26/2024 - Fieldprint - Other - Fingerprinting/I9/Photo ID - Owner/ Contractor - Not Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-02 |
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