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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-30 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 09/2015 | Present |
| Bank Of America, N.A. | Austin | TX | 07/2017 | Present |
I*86658For profit or not for profit: For-Profit OrganizationName of outside business organization: MARY KAY COSMETICSInvestment related: NAddress of business: ADDISON, Texas 75001Nature of business: Corporation,Position, title, association: Consultant, Start date of relationship: 2/1/2015Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: MARY KAY COSMETICS IS A COSMETIC FIRM SELLING MAKE UP PRODUCTS TO CLIENTS. I*4762268 Entity Type: N/A Name of OBA: J B TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: austin, Texas, 78703 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Parents I*4762269 Entity Type: N/A Name of OBA: J B TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: austin, Texas, 78703 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Parents I*4762270 Entity Type: N/A Name of OBA: J B TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: austin, Texas, 78703 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/25/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Parents I*4854267, Entity Type: , Name of OBA: J S C/F M S UTMA/IN UNTIL AGE 21 , Address: austin, Texas, 78703, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/08/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4854268, Entity Type: , Name of OBA: MLPF& S CUST FPO J S IRA FBO J S, Address: austin, Texas, 78703, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/08/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-18 |
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