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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-06 |
| AZ | RA | APPROVED | 2018-01-09 |
Branch Locations
3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Insurance Company | Phoenix | AZ | 04/2011 | Present |
| Mutual Of Omaha Investor Services | Phoenix | AZ | 03/2015 | Present |
1) INSURANCE AGENT - START DATE: 04/2011 - NON-INVESTMENT RELATED - INSURANCE LINES OF BUSINESS: Life, health, disability, annuity - HOURS/PER WEEK DURING TRADING HOURS: 40 2) Nov. 29, 2017 - Filed with Arizona Dept. of Insurance as General Partnership for all brokerage insurance business, while keeping Sole Proprietorship status with Mutual of Omaha as a Career Agent. General Partnership name is Gran Insurance. 3) Nov. 2022 - DBA - Greenlight Wealth Advisors. 4) Purchased a Vacation Rental Condo in Puerto Penasco, Mexico - Las Palomas Beach Resort. This is going into a rental pool with the resort effective March 9, 2023. The purchase and business activity is through a partnership between JC Hurt and Ted Rifkin, under the name Lions Only LLC. 5) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. 6) Recently purchased a P&C franchise, through Goosehead. The franchise is registered with our PLLC, Greenlight Insurance Group PLLC. The other owner of this franchise is my business partner, JC Hurt. We have a principal running this side of the business as we will not be writing any P&C business. The contract goes into effect this month, February 2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-13 |
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