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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-06
AZ RA APPROVED 2018-01-09
  • CA RA
    APPROVED
    Since 2022-05-06
  • AZ RA
    APPROVED
    Since 2018-01-09

Branch Locations

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Phoenix AZ 04/2011 Present
Mutual Of Omaha Investor Services Phoenix AZ 03/2015 Present
  • 04/2011 → Present
    Mutual Of Omaha Insurance Company
    Phoenix, AZ
  • 03/2015 → Present
    Mutual Of Omaha Investor Services
    Phoenix, AZ
Other Businesses

1) INSURANCE AGENT - START DATE: 04/2011 - NON-INVESTMENT RELATED - INSURANCE LINES OF BUSINESS: Life, health, disability, annuity - HOURS/PER WEEK DURING TRADING HOURS: 40 2) Nov. 29, 2017 - Filed with Arizona Dept. of Insurance as General Partnership for all brokerage insurance business, while keeping Sole Proprietorship status with Mutual of Omaha as a Career Agent. General Partnership name is Gran Insurance. 3) Nov. 2022 - DBA - Greenlight Wealth Advisors. 4) Purchased a Vacation Rental Condo in Puerto Penasco, Mexico - Las Palomas Beach Resort. This is going into a rental pool with the resort effective March 9, 2023. The purchase and business activity is through a partnership between JC Hurt and Ted Rifkin, under the name Lions Only LLC. 5) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. 6) Recently purchased a P&C franchise, through Goosehead. The franchise is registered with our PLLC, Greenlight Insurance Group PLLC. The other owner of this franchise is my business partner, JC Hurt. We have a principal running this side of the business as we will not be writing any P&C business. The contract goes into effect this month, February 2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-05
S63 Uniform Securities Agent State Law Examination 2015-07-13
  • S65 Uniform Investment Adviser Law Examination
    2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2015-07-13

View on SEC IAPD

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