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David Raul Cardenas

Ubs Financial Services Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-29
FL RA APPROVED 2024-09-16
  • TX RA
    APPROVED_RES
    Since 2026-06-29
  • FL RA
    APPROVED
    Since 2024-09-16

Branch Locations

Coral Gables, FL • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 02/2015 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2018 05/2021
Bank Of America, N.A. Miami FL 03/2018 05/2021
Citigroup Miami FL 05/2021 09/2024
Ubs Financial Services Miami FL 09/2024 Present
  • 02/2015 → 03/2018
    Citigroup
    Miami, FL
  • 03/2018 → 05/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 03/2018 → 05/2021
    Bank Of America, N.A.
    Miami, FL
  • 05/2021 → 09/2024
    Citigroup
    Miami, FL
  • 09/2024 → Present
    Ubs Financial Services
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-07
  • S66 Uniform Combined State Law Examination
    2015-07-07
Other Names
  • David Raul Cardenas
  • David Cardenas

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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