Inactive

Brendan Gates Stringer

Beacon Pointe Advisors, LLC

Newport Beach, CA

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Current Employers

Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-01-30

NC RA
APPROVED

Since 2023-01-30

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

703 Green Valley Rd Suite 201, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Colorado Denver	Denver	CO	08/2015	01/2017
Ameriprise Financial Services, Inc.	Thornton	CO	01/2017	06/2018
Commonwealth Financial Network	Waltham	MA	06/2018	03/2022
Beacon Pointe Advisors, Llc	Greensboro	NC	03/2022	04/2024
Clarendon Wealth Management	Arlington	VA	06/2018	03/2022
Ethos Financial Partners	Thornton	CO	03/2016	06/2018
Beacon Pointe Advisors, Llc	Greensboro	NC	04/2024	03/2026
Beacon Pointe Advisors, Llc	Greensboro	NC	04/2026	Present

08/2015 → 01/2017

University Of Colorado Denver

Denver, CO
01/2017 → 06/2018

Ameriprise Financial Services, Inc.

Thornton, CO
06/2018 → 03/2022

Commonwealth Financial Network

Waltham, MA
03/2022 → 04/2024

Beacon Pointe Advisors, Llc

Greensboro, NC
06/2018 → 03/2022

Clarendon Wealth Management

Arlington, VA
03/2016 → 06/2018

Ethos Financial Partners

Thornton, CO
04/2024 → 03/2026

Beacon Pointe Advisors, Llc

Greensboro, NC
04/2026 → Present

Beacon Pointe Advisors, Llc

Greensboro, NC

Previous Registrations

2018-07-27 → 2022-05-27

Commonwealth Financial Network

Arlington, VA

Arlington, VA
2017-01-31 → 2018-06-20

Ameriprise Financial Services, Llc

Thornton, CO
2015-07-29 → 2016-10-19

Charles Schwab & Co., Inc.

Lone Tree, CO

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-29

S66 Uniform Combined State Law Examination

2015-07-29

Designations

Other Names

Brendan Gates Stringer
Brendan Stringer
Brendan Gates Thompson Stringer

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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