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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 09/2004 | 05/2024 |
| Securities America Advisors, Inc | Omaha | NE | 11/2007 | 05/2024 |
| Lpl Financial Llc | Omaha | NE | 06/2024 | Present |
1- 06/2024 / JFC Advisor Network / DBA for LPL Business (entity for LPL business) / Investment Related / 60 hrs mnth / 40 hrs during trading / start 06/10/2024 2- 06/2024 / JFC Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading 3- 06/2024 / Sietstra Coaching / Business Owner / Non Investment Related / 10 hrs mnth / start 06/10/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-31 |
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