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Kyle Tomik

Wells Fargo Clearing Services, LLC

Novato, CA

Santa Rosa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-11
TX RA APPROVED 2016-09-23
MO RA APPROVED 2016-08-05
  • CA RA
    APPROVED
    Since 2019-07-11
  • TX RA
    APPROVED
    Since 2016-09-23
  • MO RA
    APPROVED
    Since 2016-08-05

Branch Locations

1590 Grant Ave, Novato, CA 94945 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 07/2016 Present
  • 07/2016 → Present
    Wells Fargo Advisors, Llc
    St. Louis, MO
Previous Registrations
  • 2015-05-13 → 2016-04-21
    Edward Jones
    St Louis, MO
    Maryland Heights, MO
    Columbia, MO
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-12
  • S66 Uniform Combined State Law Examination
    2015-05-12
Designations

View on SEC IAPD

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Other Offices

KETRON FINANCIAL LLC · NOVATO, CA
OSAIC WEALTH, INC. · NOVATO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Novato, CA
CHARLES SCHWAB & CO., INC. · Novato, CA
LPL FINANCIAL LLC · NOVATO, CA
EDWARD JONES · NOVATO, CA
J.P. MORGAN SECURITIES LLC · Novato, CA
NEWEDGE ADVISORS · Novato, CA

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