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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-21 |
| GA | RA | APPROVED | 2023-03-13 |
Branch Locations
4170 Old Milton Pkwy, Alpharetta, GA 30005 • United States
11798 Haynes Bridge Rd, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Johns Creek | GA | 05/2015 | 03/2023 |
| Mml Investors Services, Llc | Johns Creek | GA | 04/2015 | 03/2023 |
| J.P. Morgan Securities Llc | Alpharetta | GA | 03/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Alpharetta | GA | 03/2023 | Present |
| Massmutual Life Insurance | Springfield | MA | 03/2023 | 06/2024 |
| American National Insurance Company | Garland | TX | 03/2023 | 06/2024 |
| American General Insurance Company | Houston | TX | 03/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-13 |
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