Best Investors Account Sign in

Aseen A Amin

Morgan Stanley

Oak Brook, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-13
IL RA APPROVED 2024-08-31
IN RA APPROVED 2024-08-31
  • TX RA
    APPROVED
    Since 2024-09-13
  • IL RA
    APPROVED
    Since 2024-08-31
  • IN RA
    APPROVED
    Since 2024-08-31

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naperville IL 07/2013 11/2016
Morgan Stanley Oak Brook IL 12/2023 Present
Amin Sons Inc Valparaiso IN 11/2016 10/2023
  • 07/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Naperville, IL
  • 12/2023 → Present
    Morgan Stanley
    Oak Brook, IL
  • 11/2016 → 10/2023
    Amin Sons Inc
    Valparaiso, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30
Other Names
  • Aseen A Amin
  • Aseen Anil Amin

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

More in Oak Brook, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor