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Aseen A Amin

Morgan Stanley

Oak Brook, IL

CRD 6455038

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-13
IL RA APPROVED 2024-08-31
IN RA APPROVED 2024-08-31
  • TX RA
    APPROVED
    Since 2024-09-13
  • IL RA
    APPROVED
    Since 2024-08-31
  • IN RA
    APPROVED
    Since 2024-08-31

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naperville IL 07/2013 11/2016
Morgan Stanley Oak Brook IL 12/2023 Present
Amin Sons Inc Valparaiso IN 11/2016 10/2023
  • 07/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Naperville, IL
  • 12/2023 → Present
    Morgan Stanley
    Oak Brook, IL
  • 11/2016 → 10/2023
    Amin Sons Inc
    Valparaiso, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30
Other Names
  • Aseen A Amin
  • Aseen Anil Amin

View on SEC IAPD

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