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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

420 Throckmorton St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington TX 10/2012 Present
Xto Energy Arlington TX 09/2014 Present
Previous Registrations
  • 2009-02-09 → 2012-10-01
    Chase Investment Services Corp.
    Grand Prairie, TX
    Arlington, TX
    Grand Praire, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: XTO ENERGY POSITION: ROYALTIES FROM MINERAL RIGHTS START DATE: 9/8/2014 ADDRESS: 7012 ARLINGTON, TX DETAILS: Oil and gas exploration and delivery INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-05
S63 Uniform Securities Agent State Law Examination 2004-10-22
  • S66 Uniform Combined State Law Examination
    2009-02-05
  • S63 Uniform Securities Agent State Law Examination
    2004-10-22

View on SEC IAPD

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