Joe Phouthala Sopha

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2017
  American Century Investment Services, Inc.
  Kansas City, MO
• 03/2017 → 04/2018
  Dst Systems
  Kansas City, MO
• 04/2018 → 08/2019
  Creative Planning
  Overland Park, KS
• 01/2020 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 08/2019 → 01/2020
  Unemployed
  Kansas City, MO

Previous Registrations

• 2018-09-13 → 2019-08-16
  Creative Planning
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) Indian Hills Middle School Parent/Teacher Association / Co-President. Shawnee Mission School District. 2) Prairie Fields Home Owners Association / Executive Member. Organize block party and semi annual meeting for residential upkeep. 3) All For Moms Foundation / Board Director. Non-profit organization helping moms establish a safe environment within her home. Help with fundraising efforts, recruiting volunteers and community outreach. 8 hours per month; 0 hours per month during normal business hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-07
• S65 Uniform Investment Adviser Law Examination
  2018-09-13

Other Names

• Joe P Sopha
• Phouthala J Sopha
• Joe Phouthala Sopha
• Phouthala Joe Sopha