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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-13 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management, Llc | Minneapolis | MN | 12/2015 | 11/2018 |
| E*Trade Securities Llc | Minneapolis | MN | 12/2015 | 11/2018 |
| E*Trade Securities Llc | Edina | MN | 11/2018 | 06/2019 |
| E*Trade Capital Management Llc | Edina | MN | 11/2018 | 06/2019 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2019 | 02/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2019 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 04/2021 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | 04/2021 |
| E*Trade Securities Llc | Alpharetta | GA | 04/2021 | 09/2023 |
| E*Trade Capital Management Llc | Alpharetta | GA | 04/2021 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 04/2023 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
*629829- Fire Maker Brewing Co; Investment related: No; Atlanta, Georgia; Restaurant/Bar/Nightclub; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 5; Customer Service *702473 - Rover; Investment related - No; Seattle, Washington; Technology; Contractor (proprietor, partner, officer, director, employee, trustee, agent); Activity start month/year; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-18 |
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