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Lisette Gonzalez

Wells Fargo Clearing Services, LLC

Aventura, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-29
NY RA APPROVED 2021-07-24
  • FL RA
    APPROVED
    Since 2022-11-29
  • NY RA
    APPROVED
    Since 2021-07-24

Branch Locations

19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 02/2015 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 01/2019
Morgan Stanley New York NY 01/2019 01/2021
Wells Fargo Clearing Services, Llc. New York NY 06/2021 Present
Unemployed Nj NJ 01/2021 05/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Lisette Gonzalez
  • Lisette Catherine Gonzalez

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Aventura, FL
UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
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