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Brian David Plowman

Beacon Pointe Advisors, LLC

Scottsdale, AZ

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-05-11
  • AZ RA
    APPROVED
    Since 2020-05-11

Branch Locations

16767 N Perimeter Dr, Suite 100, Scottsdale, AZ 85260 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coldstream Capital Management Inc. Bellevue WA 02/2015 05/2019
Beacon Pointe Wealth Advisors, Llc Scottsdale AZ 05/2019 03/2020
Purshe Kaplan Sterling Investments Albany NY 02/2020 09/2025
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2020 04/2024
Beacon Pointe Advisors, Llc Scottsdale AZ 04/2024 Present
  • 02/2015 → 05/2019
    Coldstream Capital Management Inc.
    Bellevue, WA
  • 05/2019 → 03/2020
    Beacon Pointe Wealth Advisors, Llc
    Scottsdale, AZ
  • 02/2020 → 09/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2020 → 04/2024
    Beacon Pointe Advisors, Llc
    Scottsdale, AZ
  • 04/2024 → Present
    Beacon Pointe Advisors, Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-31
S65 Uniform Investment Adviser Law Examination 2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2017-03-31
  • S65 Uniform Investment Adviser Law Examination
    2016-08-08
Designations

View on SEC IAPD

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KENNETH ROY BLACKBURN
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Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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