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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Austin | TX | 06/2017 | 06/2022 |
| Graf Financial, Llc | Baton Rouge | LA | 08/2016 | 05/2017 |
| Louisiana State University | Baton Rouge | LA | 08/2013 | 05/2017 |
| Finwhip Technologies | Sugarland | TX | 07/2022 | 12/2023 |
| Ellevest | Austin | TX | 06/2023 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 01/2025 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Austin | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-23 |
| S66 | Uniform Combined State Law Examination | 2018-01-24 |
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