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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-06 |
| TX | RA | APPROVED_RES | 2024-06-05 |
Branch Locations
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Charlotte | NC | 05/2016 | 06/2017 |
| Ubs Financial Services | Charlotte | NC | 07/2017 | 03/2021 |
| Zero Chaos | Charlotte | NC | 10/2015 | 12/2016 |
| J.P. Morgan Securities Llc | Raleigh | NC | 03/2021 | 06/2024 |
| Wells Fargo Clearing Services, Llc ( | Raleigh | NC | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-25 |
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