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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
149 W Market St, Corning, NY 14830 • United States
100 Rano Blvd, Vestal, NY 13850 • United States
127 Court St, Binghamton, NY 13901 • United States
29 Arnot Rd, Horseheads, NY 14845 • United States
201 Bath Plaza, Bath, NY 14810 • United States
100 W Mccanns Blvd, Elmira Heights, NY 14903 • United States
One Chemung Canal Plz, Elmira, NY 14901 • United States
602 S Main St, Horseheads, NY 14845 • United States
303 W Main St, Montour Falls, NY 14865 • United States
Pine Valley, NY • United States
Pine Valley, NY • United States
318 N Franklin St, Watkins Glen, NY 14891 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chemung Canal Trust Company | Elmira Heights | NY | 08/2016 | Present |
| Lpl Financial Llc | Elmira Heights | NY | 03/2015 | Present |
1) 05/23/2016 * CFS Group, Inc * DBA for LPL Business (entity for LPL business) * inv rel * 1 Chemung Canal Plaza Elmira, NY 14901 * inv rel * 1 Chemung Canal Plaza Elmira, NY 14901 * start 08/01/16 * 0 hrs/mo. 2) 9/11/2017 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/10/2017 - 2 Hours Per Month During Securities Trading. 3) 3/6/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:2/13/2018 - 10 Hours Per Month/10 Hours During Trading. 4) 9/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-notary - Started 06/15/2009 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 09/02/2021 - The Brown Family Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date: 09/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 6) 01/06/2025 - Rep's Business - Not Investment Related - Home Based - Start Date: 01/02/2025 - 15 Hrs/Mth - 0Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-08 |
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