Best Investors Account Sign in

Milad Habib

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

CRD 6450788

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 03/2015 02/2018
Eshares Inc. Dba Carta Inc. Salt Lake City UT 01/2019 06/2023
Carta Securities, Llc Salt Lake UT 01/2019 06/2023
Hiretalent New York NY 03/2018 06/2018
Unemployed Salt Lake City UT 07/2018 12/2018
Wells Fargo Clearing Services Salt Lake City UT 02/2025 Present
Unemployed Salt Lake City UT 06/2023 02/2025
  • 03/2015 → 02/2018
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 01/2019 → 06/2023
    Eshares Inc. Dba Carta Inc.
    Salt Lake City, UT
  • 01/2019 → 06/2023
    Carta Securities, Llc
    Salt Lake, UT
  • 03/2018 → 06/2018
    Hiretalent
    New York, NY
  • 07/2018 → 12/2018
    Unemployed
    Salt Lake City, UT
  • 02/2025 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 06/2023 → 02/2025
    Unemployed
    Salt Lake City, UT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-23
Other Names
  • Milad Habib
  • Milad Samaan Habib
  • Milad Samaan Habib

View on SEC IAPD

Nearby Firms

RUN VENTURES
LEP MANAGEMENT LLC
UBS FINANCIAL SERVICES INC.

Nearby Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL

Nearby Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT

More in Salt Lake City, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor