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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
| NV | RA | APPROVED | 2026-05-28 |
| NM | RA | APPROVED | 2026-05-28 |
| AZ | RA | APPROVED | 2026-05-27 |
| CA | RA | APPROVED | 2026-05-11 |
| CO | RA | APPROVED | 2026-05-11 |
| HI | RA | APPROVED | 2026-05-11 |
| MD | RA | APPROVED | 2026-05-11 |
| MO | RA | APPROVED | 2026-05-11 |
| NC | RA | APPROVED | 2026-05-11 |
| OR | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
| WA | RA | APPROVED | 2026-05-11 |
| WI | RA | APPROVED | 2026-05-11 |
| WY | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tucson | AZ | 05/2012 | 02/2019 |
| Wells Fargo Advisors, Llc | Tucson | AZ | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 02/2019 |
| Jp Morgan Chase | Scottsdale | AZ | 03/2019 | 07/2019 |
| Bank Of The West | Tempe | AZ | 08/2019 | 04/2020 |
| Bancwest Investment Services, Inc. | Tempe | AZ | 08/2019 | 04/2020 |
| Sunflower Bank | Phoenix | AZ | 04/2020 | 07/2021 |
| Lpl Financial, Llc | Scottsdale | AZ | 07/2021 | 05/2022 |
| Umb Bank | Scottsdale | AZ | 05/2022 | Present |
| Umb Financial Services Inc | Scottdale | AZ | 07/2022 | 05/2026 |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | Present |
1) 20-30 Club of Phoenix, non-profit fundraising and volunteering, P.O. Box 32381, Phoenix, AZ 85064, Active Member. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 05/31/22, 152 hours per month allocated to UMB Bank during normal business hours. 3) Make-A-Wish - Arizona, Non-Profit, 2901 N 78th Street, Scottsdale, AZ, Wishmaker's Council Member, 10 hours per month, 0 comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-07 |
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