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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-14 |
| TX | RA | APPROVED_RES | 2020-08-03 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 02/2015 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
NEW VISTA, 1351 NEWTOWN PIKE, LEXINGTON, KY 40511, BOARD MEMBER, NONPROFIT, START DATE 2015, ORGANIZATION HAS CD PORTFOLIO, MY RESPONSIBILITY IS TO REVIEW AND MAKE RECOMMENDATIONS, 2 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-11 |
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