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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-03-17
  • KY RA
    APPROVED
    Since 2020-03-17

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Louisville KY 02/2015 Present
  • 02/2015 → Present
    Ubs Financial Services
    Louisville, KY
Other Businesses

Trembley Cabin LLC Not investment related, family home rented occasionally Partial owner 01/2017 1 hour/month not during trading hours I work with a property manager to rent out the family home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-17
  • S66 Uniform Combined State Law Examination
    2020-03-17

View on SEC IAPD

Other Firms

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Other Offices

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