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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Tyler | TX | 02/2015 | 12/2018 |
| Compass Bank | Birmingham | AL | 12/2014 | 12/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2015 | 12/2018 |
| Texas Association Of Sports Officials | Richardson | TX | 08/2015 | Present |
| Bbva Wealth Solutions Inc. | Tyler | TX | 12/2016 | 12/2018 |
| Cuna Brokerage Services | Waverly | IA | 12/2018 | Present |
| Cuna Mutual Group | Waverly | IA | 12/2018 | Present |
| Lpl Financial Llc | Tyler | TX | 05/2022 | Present |
1) 05/18/2022 - Altra Financial Advisors Retirement and Wealth Management- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - No Business Name - Richardson, TX 75080- Coach / sports official- Sports Official- Start Date- 08/28/2015- 4 Hours Per Month/ 0 Hours During Securities Trading 3) 06/14/2023 - Altra Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/15/2018 - 40 Hours Per Month/ 40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-07 |
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