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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Marlborough | MA | 12/2014 | 11/2024 |
| America Services | Spencer | MA | 01/2004 | 11/2018 |
| Prudential Insurance Company Of America | Marlborough | MA | 08/2015 | Present |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 12/09/2024-Fonseca Participacoes e Investimentos LTD-Real Estate Rental-Rental Property in Brazil owned by FLP - Fonseca Participacoes e Investmentos LTD - located on SQ 314 Sul Bloco K Apt101 Brasilia - DF Brazil-Inv Related- At Spencer, MA-0hrs/mth-0hrs during trading 2) 12/09/2024-Fonseca Participacoes e Investimentos LTD-Rental Property owned by Fonseca Participacoes e Investimentos LTD- Family Limited Partnership located at Rua 24, quadra 49, lote 33/34 Apt 1302 Setor Central Goiania-Inv Related-At Spencer, MA-Start date 11/23/2023-0hrs/mth-0hrs during trading 3) 06/11/2026-Sternlight Wealth Adivisors, LLC-Manager-Business Entity For Tax/Investment Purposes Only-Inv related-At North Grafton, MA-Start date 05/05/2026-4hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-14 |
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