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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
MA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Marlborough MA 12/2014 11/2024
America Services Spencer MA 01/2004 11/2018
Prudential Insurance Company Of America Marlborough MA 08/2015 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 12/2014 → 11/2024
    Marlborough, MA
  • 01/2004 → 11/2018
    America Services
    Spencer, MA
  • 08/2015 → Present
    Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Marlborough, MA
Previous Registrations
Other Businesses

1) 12/09/2024-Fonseca Participacoes e Investimentos LTD-Real Estate Rental-Rental Property in Brazil owned by FLP - Fonseca Participacoes e Investmentos LTD - located on SQ 314 Sul Bloco K Apt101 Brasilia - DF Brazil-Inv Related- At Spencer, MA-0hrs/mth-0hrs during trading 2) 12/09/2024-Fonseca Participacoes e Investimentos LTD-Rental Property owned by Fonseca Participacoes e Investimentos LTD- Family Limited Partnership located at Rua 24, quadra 49, lote 33/34 Apt 1302 Setor Central Goiania-Inv Related-At Spencer, MA-Start date 11/23/2023-0hrs/mth-0hrs during trading 3) 06/11/2026-Sternlight Wealth Adivisors, LLC-Manager-Business Entity For Tax/Investment Purposes Only-Inv related-At North Grafton, MA-Start date 05/05/2026-4hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-28
S63 Uniform Securities Agent State Law Examination 2015-04-14
  • S65 Uniform Investment Adviser Law Examination
    2022-02-28
  • S63 Uniform Securities Agent State Law Examination
    2015-04-14
Other Names
  • Ana Claudia Dos Santos Fonseca De Carvalho
  • Ana Claudia Panori

View on SEC IAPD

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