Samantha Maria Prusia

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 05/2022
  Cetera Advisors, Llc
  Denver, CO
• 01/2014 → 12/2016
  E.M Winters Financial
  Washington, NJ
• 02/2015 → 05/2022
  First Allied Securities, Inc.
  San Diego, CA
• 05/2022 → 07/2022
  Unemployed
  Phillipsburg, NJ
• 07/2022 → Present
  Em Winters Financial Services
  Phillipsburg, NJ
• 07/2022 → Present
  Cetera Advisors
  St. Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: EM WINTERS FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2022-10-13

Other Names

• Samantha Maria Winters