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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan M Hungershafer | Albany | NY | 01/2017 | 05/2018 |
| Northwestern Mutual Investment Services Llc | Albany | NY | 01/2017 | 05/2018 |
| Ayco A Goldman Sachs Company | Albany | NY | 07/2013 | 10/2016 |
| Ryan M Hungershafer | Albany | NY | 10/2016 | 12/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2017 | 05/2018 |
| Fidelity Brokerage Services Llc | Albany | NY | 06/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-27 |
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