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Jean Marjorie Scherer

Rbc Capital Markets, LLC

Rapid City, SD

Rapid City, SD

CRD 4862011

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-24
SD RA APPROVED 2011-07-08
  • TX RA
    APPROVED_RES
    Since 2025-02-24
  • SD RA
    APPROVED
    Since 2011-07-08

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

Rapid City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Rapid City SD 06/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-01
  • S66 Uniform Combined State Law Examination
    2008-08-01

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

CHRISTOPHER D MCSHERRY
DIANE MUREE CHAMBERLAIN
Barry D. Sykora

Nearby Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD

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