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Michael Riney

Wealthquest Corporation

Cincinnati, OH

CRD 6447390

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Employer firm

Wealthquest Corporation CRD 141473

$2.22B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • TAX RETURN PREP

From the firm’s Form ADV. Read the guides:

Current Employers
Wealthquest Corporation

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-26
  • OH RA
    APPROVED
    Since 2019-07-26

Branch Locations

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2015 01/2018
Northwestern Mutual Investment Services Llc Cincinnati OH 05/2016 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2016 01/2018
James Daffin Cincinnati OH 01/2018 06/2019
Chris Plummer Cincinnati OH 01/2018 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2018 06/2019
Michael L Bochnovich Cincinnati OH 04/2018 06/2019
Wealthquest Cincinnati OH 06/2019 Present
  • 06/2015 → 01/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2016 → 06/2019
    Northwestern Mutual Investment Services Llc
    Cincinnati, OH
  • 10/2016 → 01/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2018 → 06/2019
    James Daffin
    Cincinnati, OH
  • 01/2018 → 06/2019
    Chris Plummer
    Cincinnati, OH
  • 03/2018 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2018 → 06/2019
    Michael L Bochnovich
    Cincinnati, OH
  • 06/2019 → Present
    Wealthquest
    Cincinnati, OH
Other Businesses

100% OWNER, RINEY PROPERTY HOLDINGS LLC, 420 TUSCULUM AVE, CINCINNATI, , OHIO, 45226, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/24/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD 20% OWNER, FLAT SPLIT LLC. REAL ESTATE BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Designations
  • Certified Financial Planner
Other Names
  • Michael Joseph Riney
  • Michael Riney

View on SEC IAPD

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