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Joel A Swogger

Wells Fargo Clearing Services, LLC

Price, UT

Salt Lake City, UT

Midvale, UT

Salt Lake City, UT

Moab , UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-03
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2021-12-03
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

180 E Main St, Price, UT 84501 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

995 E Fort Union Blvd, Midvale, UT 84047 • United States

3885 S Wasatch Blvd, Salt Lake City, UT 84109 • United States

4 N Main St , Moab , UT 84532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Salt Lake City UT 02/2006 Present
Wells Fargo Advisors Llc Provo UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Provo UT 11/2016 Present
  • 02/2006 → Present
    Wells Fargo Bank, N.A.
    Salt Lake City, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Provo, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Provo, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
  • S66 Uniform Combined State Law Examination
    2005-01-28

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NWF ADVISORY SERVICES INC
HOLM & CAWLEY FINANCIAL GROUP LLC

Other Investors

ANITA MARIE BRUNO
LAURA LEE BLACKBURN
GARRETT BENNY GIBSON
GARY DWAYNE MEEKS
Shay W Lewis

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Price, UT
NWF ADVISORY SERVICES INC · PRICE, UT
HOLM & CAWLEY FINANCIAL GROUP LLC · Helper, UT

More in Price, UT

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