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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
19065 Hickory Creek Dr Ste 310, Mokena, IL 60448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Orland Park | IL | 09/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Crete | IL | 09/2015 | 07/2021 |
| Thomas Hentschel | Orland Park | IL | 09/2015 | 07/2021 |
| Tupperware | Crete | IL | 04/2017 | 11/2020 |
| Bartolini'S Restaurant & Catering | Midlothian | IL | 10/2017 | 03/2021 |
| Lpl Financial Llc | Mokena | IL | 07/2021 | Present |
1- 07/2021 / DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / MOKENA, Illinois 2- 10/10/2024 - Rivera Financial Investments - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/04/2024 - 160 Hours per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-07 |
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