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Roubina Kurkjian

Ubs Financial Services Inc.

Newport Beach, CA

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-07
  • CA RA
    APPROVED
    Since 2016-11-07

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Bank Usa Newport Beach CA 10/2016 Present
Ubs Financial Services Newport Beach CA 10/2016 Present
  • 10/2016 → Present
    Ubs Bank Usa
    Newport Beach, CA
  • 10/2016 → Present
    Ubs Financial Services
    Newport Beach, CA
Previous Registrations
  • 2009-10-23 → 2016-07-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Costa Mesa, CA
    Irvine, CA
    Scottsdale, AZ
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
    Irvine, CA
    San Diego, CA
    New York, NY
  • 2005-09-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
  • 2005-01-01 → 2005-08-01
    Wells Fargo Investments, Llc
    Orange, CA
Other Businesses

1. roubina and aren kurkjian rental propertyrental property, Partner, collect rent check, start date-1/2/2012, drtustinUnited States ca.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2004-12-30
Other Names
  • Roubina Keshishian

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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