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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Owensboro | KY | 01/2015 | 11/2023 |
| Jpmorgan Chase Bank | Owensboro | KY | 07/2012 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | Owensboro | KY | 01/2018 | 11/2023 |
| Pruco Securities, Llc | Louisville | KY | 05/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Louisville | KY | 05/2024 | 10/2025 |
| Unemployed | Owensboro | KY | 12/2023 | 04/2024 |
| Lpl Enterprise, Llc | Louisville | KY | 11/2024 | 10/2025 |
| Lpl Financial Llc | Owensboro | KY | 10/2025 | Present |
| German American Bancorp | Owensboro | KY | 10/2025 | Present |
1) 10/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name German American Investment Services Group / Inv Related / At reported business location (s) 160 hrs per month - 130 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-24 |
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